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General Introduction:
Sustainable Development for a Regional Economy
By Robert Forrant, Jean L. Pyle, William Lazonick, and Charles
Levenstein
The Introductory Chapter to
Approaches to Sustainable Development:
The Public University in the Regional Economy
Edited by
Robert Forrant, Jean L. Pyle, William Lazonick, and Charles
Levenstein
©
The University of Massachusetts Press
Forthcoming 2001
This
volume is the result of six years of research and discussion
by scholars at the University of Massachusetts Lowell on the
role of a public university as an active participant in the
process of regional economic and social development. This
project was carried out under the auspices of the Committee
on Industrial Theory and Assessment (CITA), the cross-campus
body that was created in 1993 to find new ways for UMass Lowell
to engage in and foster sustainable regional development.
Following four years of work devoted to developing cross-disciplinary
discussions and encouraging collaborative research projects
at UMass Lowell, CITA began to hold annual conferences in
which faculty members presented their research. The essays
included in this volume were crafted for the First Annual
Conference, "Approaches to Sustainable Development,"
held in October 1997, and the Second Annual Conference, "Innovation
and Sustainable Regional Development," held in October
1998.
The chapters
mark the convergence of several hitherto distinct fields,
including planning and regional development, economic geography,
ergonomics and work design, research on the innovation process
in firms, manufacturing engineering, community and neighborhood
studies, gender and race/ethnic studies, and health-related
and environmental studies. Given the industrial and immigrant
history of Lowell, the background and expertise of UMass Lowell
as a science and engineering institution, and the work being
done to forge linkages across the sciences, engineering, and
the social sciences, Lowell is indeed an appropriate place
in which to ask several difficult questions about how academic
institutions can engage in the regional development process.
There is no consensus on the concept of development. Does
it imply an expanded economic piefor instance, a larger
tax base, more jobs, new firmswithout regard for how
the additional slices are distributed? Does it foster increased
stability in the economy, an end to the boom-and-bust cycles
that communities such as Lowell have witnessed for much of
the twentieth century? What of worker health and safety, energy
efficiency, and efforts to eliminate toxics usage in production?
Is a public role in the nurturing of start-up enterprises
consistent with sustainable development? How can a more encompassing
definition of development, one that moves beyond the focus
on growth of gross domestic product (GDP), take shape? What
roles ought a public university play in the regional development
process; asked another way, what is the value of higher education
to regional development (Thanki 1999)?
The University of Massachusetts Lowell
The university is a product of the region, its people
and its political economy, although it has also helped shape
the kind of development that has occurred. Its predecessor
institutions, the Massachusetts State Normal School at Lowell
and the Lowell Textile School, were created in 1894 and 1895,
respectively, to serve the economic and social needs of the
region at the time. The two went through several reorganizations
in the twentieth century before merging in 1975 to become
the University of Lowell. The creation of this new institution
was thus concurrent with the resurgence of the Lowell economy
of the 1970s and 1980s, primed by the rapid growth of the
computer industry and defense spending. But this new prosperity,
so reliant on one industry (as it had been in the nineteenth
century with textiles), was not sustainable. In 1991, in the
midst of a deep downturn, the university was once again reorganized
and became the University of Massachusetts Lowell, part of
a five-campus statewide system (for a more detailed history,
see Blewett 1995). The crash of the minicomputer industry,
sharp cuts in Pentagon spending, rising unemployment, and
a series of devastating plant shutdowns compelled UMass Lowell
to reconsider its role in the region.
During
this last period of restructuring, UMass Lowell articulated
a focus on sustainable regional development as one of its
central priorities. In the economic downturn of the late 1980s
and early 1990s, the university's leaders recognized that
the socioeconomic problems of older industrial regions are
complex and require creative, multidisciplinary solution strategies
if they are to be resolved. Seeing that there was no panacea
for the boom-and-bust cycles that shaped Lowell and the region's
history, these leaders concluded that it was imperative to
foster the purposeful interaction of social scientists and
historians, engineers and scientists, and colleagues in the
education and health professions, to approach creatively the
difficult economic and social challenges confronting the region.
Not satisfied to simply educate and purvey high-tech labor
to the region's businesses, faculty and administrators engaged
in a lively discussion of alternative strategies for attaining
sustainable development. Issues of workplace health, environmental
sustainability, the incorporation of diverse populations into
the workforce, and community empowerment were being linked
to the formulation of innovative social and economic policies.
To proceed
conceptually and practicallyfor thinking
and
doing are essentialthe administration formed and provided
resources for two committees working closely together under
an umbrella council and supported the creation of a new interdisciplinary
academic department in the College of Arts and Sciences. The
Committee of Federated Centers and Institutes (CFCI) was
formed to facilitate interdisciplinary activities among faculty-led
centers and foster their relations with industry and community-based
organizations. CITA was established to develop new theoretical
and pragmatic ways of thinking about sustainable regional
development and to assess the success of these initiatives.
Designed to explore the issues of sustainable regional development
from interdisciplinary perspectives, CITA has drawn its membership
from the Colleges of Engineering, Arts and Sciences, Health
Professions, and Management. The new departmentthe Department
of Regional Economic and Social Development (RESD)is
composed of faculty with academic backgrounds and careers
in disciplines such as economics, history, political science,
psychology, sociology, and urban planning. RESD faculty have
a collective history of well over a hundred years working
with the community and industry.
This process
results in a "virtuous circle" of improvement, for
practically speaking, a healthy economy redounds to the benefit
of the university in terms of an increased budget, greater
enrollments, and larger alumni donations. By extension, a
thriving university can increase its activities and thus play
a more dynamic role in the wider world it inhabits. Although
the chapters in this volume are a product of their environment,
we firmly believe that the discussions engendered herein are
relevant far beyond UMass Lowell and the Merrimack River Valley.
There are myriad programs at colleges and universities throughout
the world confronting the same questions that motivate our
work. This volume provides a perspective on how to integrate
the disparate approaches of academics to begin to trace the
circumference of that "virtuous circle."
Lowell and the Regional Economy
Lowell is an old industrial city thirty miles northwest of
Boston, poised on the edge of the Merrimack River. The river,
with its powerful Pawtucket Falls, inspired merchant capitalists
of Boston to establish a city with the first textile mills
in the United States that integrated all aspects of production,
launching the American industrial revolution in the 1820s
and 1830s. Lowell was constructed with utopian fervor; the
city was to be a well-planned, well-supervised, Puritan American
alternative to the Dickensian "dark Satanic mills"
in England. It was not possible, however, to sustain prosperity
in a one-industry town, particularly when it was based on
an industry looking for new markets, cheap labor, and tax
breaks. By the 1920s, much of the Lowell and New England textile
industry had headed south (for a more detailed history, see
Gross 1993). Lowell, a place that had offered economic hope
to waves of new immigrants, became a decaying city with high
unemployment and rising poverty, a scene all too familiar
in older industrial cities throughout the Northeast United
States. Renascence occurred for a time in the 1970s and 1980s,
as the computer giant Wang established its global headquarters
in Lowell and the federal government turned some of the old
mills into our first urban National Historical Park (for a
discussion of boom-and-bust cycles, see Best and Forrant in
part III herein).
Today Lowell
is the fourth-largest city in Massachusetts, with a population
of approximately 104,000. The daily and long-term problems
that the city faces are far too common in older industrial
cities and thus make the activities of UMass Lowell relevant
to other urban university campuses. Lowell remains an immigrant
city; although its total population has increased approximately
10 percent since the early 1980s, the immigrant and minority
share of the population has risen from 5 percent to 25 percent.
The city has sizable Laotian, Vietnamese, Dominican, and Puerto
Rican populations, and its Cambodian population is the second-highest
concentration of Cambodian immigrants in the United States.
Indeed several neighborhood census tracts contiguous to the
university have immigrant and minority concentrations greater
than 50 percent. Economic prosperity in the early 1980s, especially
in computer manufacturing, drew many of these newcomers to
the city, but the sharp downturn in the late 1980s and early
1990s resulted in high unemployment and extreme economic hardship.
And in spite of the city's overall unemployment rate of approximately
4 percent, joblessness in neighborhoods with minority and
immigrant concentrations is at least three times higher than
the city average. Numerous abandoned buildings and vacant
lots are hazardous waste sites; thus, land available for economic
development or housing construction is often contaminated.
Jobs are again becoming available, but largely in the surrounding
suburban corridors not easily reached by Lowell residents
without private transportation. Many in Lowell have been left
behind in the so-called new economy.
What is the
larger geographic area that we are working in? Route 128 and
Route 495, the circumferencial highways around Boston mark
out the region (for a discussion of notions of region, see
Gerson and Wooding in part I herein). The Northeast region
of Massachusetts is made up of older mill cities, such as
Lowell, Lawrence, and Haverhill, and cities and towns that
have undergone explosive growth fueled by the recent high-tech
boom. Since the end of the Second World War, three broad trends
have influenced wild swings in the regional economy: the sharp
decline of the textile industry; the meteoric emergence and
precipitous fall of the minicomputer industries and the recent
high-tech rebirth along Routes 128, 93, and 495, north and
west of Boston; and the buildup of and drastic cut in defense
spending. Between 1980 and 1994, the defense stimulus to companies,
colleges, universities, and federal and private research laboratories
in Massachusetts totaled approximately $90 billion, with much
of this coming into its Northeast region. But the reduced
defense budgetin terms of actual dollars, Massachusetts
received $8.7 billion in 1989, $5.1 billion in 1994, and about
$4 billion in 1998eroded once dependable markets, and
the failure of Wang, the problems of Digital Equipment, and
the demise of other computer firms had hurt the region in
the late 1980s and early 1990s. The economic health of the
region has improved with the current national economic expansion,
and there are high concentrations of employment in computer
and communications equipment, software, electronic and electrical
components, and aircraft production in the region. Yet in
the midst of this boom, Lowell and other older industrial
communities grapple with jobless rates higher than the state
average, while the state's overall poverty rate in 1999 was
higher than at any time since 1980, the year the Census Bureau
began tracking this figure.
Defining Sustainability
Sustainability is not an abstract issue for Lowell. Two
times in this century Lowell has been ravaged when industries
that had dominated the region migrated or went into decline.
The grinding poverty of regional recession is familiar to
Lowell, Lawrence, and the Merrimack Valley. The university's
origins are in the old textile industry. And in the heyday
of the computer industry, the university was the technological
handmaiden of this new world. Our history is one of technical
and cultural servicing of industry: We have provided technical
ideas, the engineers to implement them, and we have provided
the cultural and community support by educating everyone from
the music teachers in the high schools of the Merrimack Valley
to the community organizers in social agencies in Lowell.
These experiences are at the root of our discussions of the
role of the university in
sustainable
regional development.
There is no quarrel over the importance of the university's
engagement in and service to the region: We have adopted the
public university land-grant model, but within our ranks there
are very different conceptions of sustainability.
Sustainability
is not a vacuous concept: It developed as a critique of the
"tunnel division" of economists and advocates of
economic growth. The momentum for sustainable development
grew from the work of the World Commission on Environment
and Development that was headed by Gro Brundtland, who later
became prime minister of Norway. From 1983 to 1987, the World
Commission conducted public hearings throughout the world,
from Brazil to Mexico, Zimbabwe to China, to review the concept
of sustainability. The commissioners concluded in their unanimous
report that our common future depends on sustainable development
(Lowrie 1996, as quoted in IISD).
The World
Commission defined sustainable development as meeting present
needs without compromising the capability of future generations
to meet their requirements. The United Nations Conference
on Environment and Development in 1992, the "Earth Summit,"
arose out of efforts to popularize and build support throughout
the world for this conception. "The assembled leaders
(from 100 countries) signed the Framework Convention on Climate
Change and the Convention on Biological Diversity; endorsed
the Rio Declaration and the Forest Principles; and adopted
Agenda 21, a 300-page plan for achieving sustainable development
in the 21
st
century" (United Nations Commission
on Sustainable Development, 1999). There are numerous research
efforts taking place around the world to develop indicators
of sustainable production. Government programs, including
the Environmental Protection Agency's Industrial Toxics Project,
encourage companies to develop their own environmental strategies.
Although the
impetus for the Earth Summit was rooted in the environmental
critique of Western economic development theories and practices,
"sustainability" began to take on a broader meaning.
According to Noel J. Brown, of the United Nations Environment
Program, "Agenda 21 is both a foundation for global governments,
a framework for global cooperation, as well as a catalyst
for citizen action. It comprises 115 concrete program proposals
that would promote improved air quality, protect the quality
of the environment and land-based resources, and address the
problems of waste, poverty, and lifestyles and disseminate
environmentally sound technology" (Brown, 1996, as cited
in IISD). One organization for corporate responsibility has
adopted the following dimensions of sustainability: protection
of the biosphere; sustainable use of natural resources; reduction
and disposal of waste; wise use of energy; risk reduction;
marketing of safe products and services; disclosure of and
compensation for damage; and use of environmental directors
and managers.
The chapters
in this volume discuss many of these dimensions, augment them,
and provide some indication of their relevance and applicability
for regional development. For example, the concept of sustainability
described by Vesula Veleva and Cathy Crumbley in part II integrates
the economic, social, and environmental realms of human activity.
Social justice and popular participation, and the practical
application of the principles of cleaner production are of
particular concern to Lowell researchers, as is the process
of innovation.
Innovation, Economic Development, and Sustainability
As used by economists, "innovation" is a
process that generates
higher quality, lower cost
products
than had previously been available, whereas the term "economic
development" is a process that allocates resources to
the production of goods and services that augment the standards
of living of the population over time. Thus defined, innovation
is a necessary, but not sufficient, condition for economic
development to occur. It is a necessary condition because
economic development requires the production of higher quality,
lower cost goods and services. It is not a sufficient condition
because the distribution of the costs and benefits of the
innovation process may actually lower the standards of living
of some members of the population. Innovation may render existing
skills obsolete. It may be accomplished by demanding more
onerous work or foisting more hazardous work conditions on
certain participants in the economy. Innovation may also entail
destruction of the physical environment. Future generations
may end up paying the costs of innovation while reaping a
small share of the benefits relative to current generations.
By the ways it transforms existing human and physical resources,
and by the ways it distributes the resultant goods and services,
innovation may undermine rather than promote sustainable development.
Of course,
if we were to define "higher quality" and "lower
cost"the key manifestations of an innovation processbroadly
enough, we could count as innovation only those
processes that are consistent with a broad definition of sustainable
development. But such a definition would only enable us to
avoid the difficult issues of what we mean by higher
quality and lower cost, and how different
groups within the population, now and in the future, can experience
the innovation process very differently. The point of economic
and social analysis is to confront, not ignore, such issues.
How, then, can business and government policy promote innovation
processes that enhance the standards of living of the population
in an equitable and stable way?
We cannot
answer this question abstractly, apart from the particular
social contexts in which innovation might occur. But we do
need a theoretical framework to analyze how, in particular
social contexts, business and government policy can encourage
the kinds of innovation that contribute to sustainable development.
We also must construct assessment tools to determine whether
in fact the innovation processes taking place are indeed making
the contributions to sustainable development that were intended.
It is with these analytical objectives in mind that CITA was
created to encourage the type of research contained in this
volume. Although some of the contributors to this volume are
more explicit than others in specifying their analytical framework,
all of them reflect a growing understanding among the researchers
at UMass Lowellitself in part the result of the collective
learning process that CITA helped to set in motionconcerning
the intellectual approach that such analytical work must take.
What are the
key elements of this approach to the study of innovation and
sustainable development? Perhaps the most important element
is that innovation that supports sustainable development results
from the interaction of industrial, organizational, and institutional
transformations (Lazonick and O'Sullivan 2000). Industrial
transformations revamp the technologies that we have available
to us and the markets (or uses) that these technologies serve.
Thus, industrial transformations are the very substance of
the innovation process.
But how are
such industrial transformations set in motion? The essence
of the innovation process that supports economic development
is a cumulative learning process that takes place in certain
locations over time and a collective learning process that
develops and integrates the capabilities of large numbers
of people with different specialties and responsibilities
(O'Sullivan 2000). To change the ways in which people engage
in such cumulative and collective learning requires transformations
in the ways in which they relate to one another at a point
in time and over time. Such is the substance of the organizational
transformations that generate industrial transformations.
This relation
between organizational and industrial conditions occurs, moreover,
in broader institutional contexts, characterized especially
by particular norms and laws concerning employment relations
(including educational institutions) and financial relations
(including the increasingly important institutions that regulate
the distribution of income between the retired and working
populations). For both analytical and practical purposes,
we generally take these institutional conditions as given
when we look at how we can affect organizational transformations
that permit the industrial transformations needed to generate
the innovations that support sustainable development. But
when such innovations are not occurring, or when they are
not having the desired results, we must begin thinking about
whether institutional transformations are required, and about
what political processes must be set in motion to bring them
about. Hence the need for our work to be rooted in, but at
the same time critical of, the particular social environment
that must be transformed.
Such action-oriented
research requires not only a deep understanding of the industrial,
organizational, and institutional conditions that face a particular
region such as Massachusetts, but also the conditions that
exist, and the transformations that are taking place in regions
around the world. The region within which we are located both
collaborates and competes with regions in other parts of the
United States and abroad. In a world of industrial innovation,
what was successful yesterday in our region may be a failure
today because of the emergence of new, high quality, lower
cost products from other regions. Hence the need for industrial
renewal.
At UMass Lowell,
we are committed to studying regional development and international
competition on a global scale. In doing so, our prime charge
is to find ways to encourage innovation that supports sustainable
development in the region in which we are located. But we
can only do so by learning from, and helping to train, people
from around the world who are intent on pursuing similar goals.
The global economy has become more interdependent, and we
believe that, given all the forces that may be working to
inhibit or even undermine sustainable development, the future
lies much more in cooperation rather than competition among
regions and nations. Yet such an ideal of global cooperation
will remain only that if we cannot understand and promote
innovation that supports sustainable development where we
live and work. Thus, in participating in the process of regional
development, our goals at UMass Lowell are to promote the
next round of innovation before, not after, yesterday's industries
can no longer compete, and to search for the kinds of innovation
that can productively engage the skills and efforts of a broad
base of people in the region.
The
Shape of this Book
It is within these contextshistorical, regional, institutional,
and intellectualthat we at UMass Lowell have developed
the concepts and approaches in this volume. The process by
which we have come together to formulate the new approaches
to sustainability presented in the following four parts is
perhaps as important as the substance, particularly in terms
of the increasingly important need to generate knowledge and
new solutions to social and technical issues via multidisciplinary
approaches.
We have had
a unique situation in which to work. By its designation of
sustainable regional development as one of its main goals
and by its establishment of CITA, the university administration
provided an environment that enabled faculty and staff of
centers to begin and to continue interdisciplinary, cross-college
discussions about the theory and practice of sustainable regional
development. This multiyear period of gestation was necessary,
for scholars from diverse disciplines needed the time to cross
disciplinary lines to consider the perspectives of others
and the opportunity collaboratively to construct new approaches
based on insights from the disciplines involved. Many faculty
members and centers were already engaged in scholarly and
practical endeavors related to particular aspects of sustainable
development. This was the catalyst that fostered a major effort
to rethink what "sustainable regional development"
means and how the university can assist the region in achieving
it.
As a result,
the authors of the essays in this collection have spent a
significant amount of time talking to one another in informal
and formal venues, widening and deepening their views of appropriate
conceptual models, innovative processes (whether technical
or social), and practical tools for putting ideas into action
in the region. Many of the jointly authored essays are the
result of CITA funding and encouragement, which facilitated
the coming together of scholars from diverse disciplines -
people who otherwise would never have had the time or opportunity
to explore interdisciplinary boundaries. CITA has sponsored
events in which this work was presented, ranging from a seminar
series at which we discussed working papers to our annual
workshops, where more formal presentations are made and outside
commentatorsacademics and representatives from industry,
the community, and governmentare invited to share their
views on what we are trying to do. There has evolved a continual
process of discussion, constructive criticism, reflection,
and reworking of ideas internally. In addition, most of the
contributors regularly present their research at regional,
national, and international conferences, garnering still more
feedback.
Last, in putting
together the major groupings of this volume, we held discussions
among the authors reporting in each part to ensure that, in
final revisions, they would be working together closely. We
would like to emphasize however, that the authors speak in
their own voices. Although we are developing a common understanding
of what sustainable regional development means and what will
foster it, we have deliberately avoided attempts to homogenize
the discussion and thereby destroy the freshness of the various
perspectives that are being brought to bear on these issues.
These four
parts, respectively, provide an overview of some issues and
factors we feel should underlie a discussion of sustainable
regional development in today's political economy, offer a
perspective on what we believe "sustainable regional
development" must mean in order to benefit the most people
in society, and illustrate how the university can move in
the direction of achieving it, via relationships with firms
that foster the types of innovation that contribute to sustainable
regional development and by building strong ties and collaborations
with a wide spectrum of organizations in the greater region
to develop sustainable communities.
The first
part, "The Political Economy of Sustainable Development,"
provides a broad framework for the discussion of sustainable
regional development in subsequent parts. Laurence Gross argues
that any understanding of the problems and prospects of the
regional economy requires historical perspective; the industrial,
organizational, and institutional legacies of the past help
to explain both the constraints on and opportunities for sustainable
development in the present and future. William Lazonick contends
that analysis of regional development must include an understanding
of the historical trajectories of those other regions and
nations that have, through their industrial development, confronted
the established industries in the region. At the same time,
as Louis Ferleger and Lazonick illustrate, it is necessary
to view the employment opportunities of the region from the
perspective of changes in industrial structure and the composition
of employment opportunities taking place in the economy as
a whole. Indeed, as Meg A. Bond and Jean L. Pyle argue, at
the level of the business enterprise, even new trends in management
practice and their impacts on increasingly diverse workforces
can be better understood in terms of the economic and social
changes that the region is going through. Finally, the last
essay in this part, by Jeffrey Gerson and John Wooding, is
devoted to the proposition that any discussion of regional
development must confront the question: What is the region?
The answer will depend on the particular sector of the economy
on which one focuses, as well as on the political processes
that mobilize people who live in geographical proximity to
one another to transform the industrial, organizational, and
institutional conditions under which they both work and live.
The essays
in the second section, "Rethinking Sustainable Development:
Health, Work, and the Environment," make a strong argument
that "sustainability" is not just about avoiding
environmental degradation or destruction while fostering economic
growth. They argue that sustainable development must also
involve a healthy work environmentjobs and a workplace
that are not damaging to one's healthand healthy communitiesplaces
where people living together can create and enjoy a just and
improving quality of life. The first two essays, by Laura
Punnett and John MacDougall, reveal the substantial costs
of not being attentive to these broader aspects of sustainability,
both in the work environment and in the community. The following
chapters show clearly that there are means to achieve this
broader vision of sustainability - it is doable.
These authors (Margaret Quinn et.al., Kenneth Geiser and Tim
Greiner, and Veleva and Crumbley) present illustrations of
concrete ways in which production can be designed to be more
sustainable in this broader sense and how sustainability can
be measured.
In part III,
"Rethinking Sustainable Development: Technology, Business
and the University," contributors discuss how the university
can develop relationships with firms to generate innovations
that promote this broader definition of sustainable regional
development. Michael Best and Robert Forrant consider what
forms of institutional collaboration between the university
and firms designed to generate innovation would be most effective
in meeting the goals of competitive firms and in promoting
sustainability. The second essay, by David Kriebel, Kenneth
Geiser, and Cathy Crumbley, suggests that firms and organizations
can meet what might appear to be contradictory goals (such
as economic viability and sustainability) by redesigning the
production process. It provides examples of how a university
center can assist in this process. The last chapter, written
by Michael Fiddy, Dik Kalluri, and J. D. Sanchez, is concerned
with how to maintain the relationship between a university
center working with leading-edge technology and relevant firms
(a relationship important for the innovation process and for
promoting sustainable regional development) when firms typically
have short-term, immediate needs, and centers must have longer
term financial support for research and graduate students.
In part IV,
"University-Community Collaboration," the authors
examine the challenges for the university in trying to establish
ways for the faculty and centers to develop innovative collaborations
with the community that promote sustainable regional development.
Forrant posits that, to be effective in the region, the university
must establish ongoing discussions that are theoretically
and methodologically grounded, involve key constituencies
in the region, and advance learning across these organizations.
Linda Silka emphasizes the importance of developing an applications
component to learningcreating projects that involve
faculty, students, and some community groups and simultaneously
advance teaching and learning, research, and sustainable regional
development. In the next essay, administrator Nancy Kleniewski
discusses ways the university can support applied community
research by defining what it is and how it will be assessed,
surmounting traditional institutional barriers to such endeavors.
Finally, Krishna Vedula et al. address the importance of a
well-educated workforce (in this case, engineering) that is
versed in issues of sustainability and has had "hands-on"
experience as part of the education process.
Universities, Learning, and Development: The Applicability
of Our Work
UMass Lowell is not unique in its endeavor to shape a
development infrastructure, and this collection of studies
adds to the growing stock of knowledge on the role of higher
education institutions in the regional development process.
These institutions around the world are attempting to deliver
education and training consonant with new modes of knowledge
production in the fast-paced global economy (Tierney 1998).
In a recent article, Kevin Morgan of the Department of City
and Regional Planning, University of Wales Cardiff, states
that "in recent years there has been a growing convergence
between students of economic geography and students of innovation;
the former are becoming more interested in innovation capacity
as a way of explaining uneven regional development, while
the latter are no longer impervious to spatial considerations
in their work on technological change (Morgan 1997, 494).
Urban and
regional development centers can be found at such universities
as the Georgia Institute of Technology, the University of
Cambridge, the University of Molise, Italy, the University
of Illinois at Chicago, the Department of Economic and Social
Geography at the University of Cologne, Germany, the Chalmers
University of Technology in Goteborg, Sweden, the Center for
Urban and Regional Development Studies at the University of
Newcastle upon Tyne, England, and the Urban Research Center
Utrecht, Faculty of Geographical Sciences, University of Utrecht,
Netherlands. International conferences on sustainable urban
development now occur regularly; for example, in 1998 the
Eighth Conference on Urban and Regional Research was held
in Madrid, Spain, and it addressed issues regarding urban
policy and sustainable economic development. It was cosponsored
by the United Nations Commission for Europe (Tsenkova 1999).
There is a
growing body of academic research on the role of universities
in the regional development process finding its way into leading
journals (see, for example, Beck et al. 1995; Dineen 1995;
Huggins and Cooke 1996; Labrianidis 1995). Some journals ran
special issues.
American Behavioral Scientist
, for
example, produced a special issue in 1999 on universities
in troubled times.
Regional Studies
focused on regional
collective learning and innovation in a special issue in the
same year that covered research funded by the European Commission.
Also in 1999, the United Nations Development Programme issued
its
Human Development Report
which described indicators
of sustainable development. The national and local policy
implications of these endeavors are also under review (Asheim
1996; Felsenstein 1996; Florida 1995). What is distinctive
about the work at UMass Lowell is the inclination to collaborate
across disciplinary lines and the importance placed on concrete
practical activities; in other words, engagement
and
research
and
a reflective back-and-forth occur.
Felsenstein
(1996), in his review of the typical development impacts associated
with metropolitan universities, offers three approaches to
analyzing the role of the university. The first attempts to
correlate the "concentration of high-technology activity"
with location factors "perceived as inducing this spatial
clustering." The second approach reviews specific growth
processes, such as skill and knowledge development, and examines
the university's role in producing them. The third category
is for traditional, straightforward impact studies that in
the main seek to place a dollar value on the wages spent and
the goods and services purchased by the university community.
Yet the three fail to consider the university as a dynamic
and consistent participant in the formulation, implementation,
and analysis of long-term strategic initiatives to improve
the quality of life for the inhabitants not only of the campus,
but of the region in which the university is situated.
The array
of activities at UMass Lowell is extremely important for the
academic community and development practitioners to consider,
for we are making a concerted effort to cross numerous academic
and community-university boundaries that have heretofore proven
difficult to bridge. We approach our work not simply to help
firms acquire the latest technology, but to make it possible
for underemployed and unemployed workers to receive the education
and training required to work with that technology. It is
imperative that our social scientists do not "study"
the ethnic and immigrant groups that reside in Lowell as an
anthropological outing, but that we work with residents and
among businesses to study and learn together. Economic input-output
models fail to capture the vital, cumulative impact of such
complex human efforts, while traditional research paradigms
that focus on business growth and technology diffusion to
the exclusion of social, environmental, and cultural development
also fall short of the mark when it comes to formulating innovative,
long-term, sustainable development initiatives.
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